Alan Duffy, CIM
Wealth Advisor
Portfolio Manager
Alan has been in the financial services industry as an Investment Advisor since 1998. He specializes in managing wealth for affluent individuals, professionals, and small business owners. His trusted wealth management advice and disciplined approach to portfolio management helps clients achieve financial security and reach long-term goals. Alan also works closely with clients to establish an overall personal financial plan that goes beyond standard investment advice, including retirement, will, estate, trust, taxation, and insurance planning. Where additional advice is needed, specialists and experts in each of these fields are brought in to work closely with his team.
Alan holds a Bachelor's Degree and has completed numerous professional development courses through the Canadian Securities Institute. In 2014, Alan completed the course work necessary for the Chartered Investment Manager (CIM®) designation and became a Portfolio Manager.
Sean Archibald, CIM, CFP®
Associate Wealth Advisor
Associate Portfolio Manager
Sean is dedicated to helping clients grow and protect their wealth. He is part of the structured client portfolio review process and is actively involved in research and analysis. He also helps clients reach their goals through financial planning, estate and taxation planning. Sean holds a Bachelor of Management degree from the University of Lethbridge, is registered with CIRO for securities and options trading, and also holds the Certified Financial Planner (CFP) and Chartered Investment Manager (CIM®) designation.
Niki Walkey
Client Associate
Niki is a Client Associate registered with CIRO. She has been in the financial services industry since 2000 and joined the Duffy Investment Team in 2009. Niki leads our administration team and is dedicated to providing superior client service. She is the first point of contact for clients and assists them with any administrative requests they may have including trading, account opening, issuing cheques, processing transfers, and appointments. Niki works closely with the team to ensure all requests are completed quickly and efficiently and to create a positive client experience.
Christi Petryshen
Administrative Assistant
Alan Duffy, CIM
Alan has been in the financial services industry as an Investment Advisor since 1998. He specializes in managing wealth for affluent individuals, professionals, and small business owners. His trusted wealth management advice and disciplined approach to portfolio management helps clients achieve financial security and reach long-term goals. Alan also works closely with clients to establish an overall personal financial plan that goes beyond standard investment advice, including retirement, will, estate, trust, taxation, and insurance planning. Where additional advice is needed, specialists and experts in each of these fields are brought in to work closely with his team.
Alan holds a Bachelor's Degree and has completed numerous professional development courses through the Canadian Securities Institute. In 2014, Alan completed the course work necessary for the Chartered Investment Manager (CIM®) designation and became a Portfolio Manager.
Sean Archibald, CIM, CFP®
Sean is dedicated to helping clients grow and protect their wealth. He is part of the structured client portfolio review process and is actively involved in research and analysis. He also helps clients reach their goals through financial planning, estate and taxation planning. Sean holds a Bachelor of Management degree from the University of Lethbridge, is registered with CIRO for securities and options trading, and also holds the Certified Financial Planner (CFP) and Chartered Investment Manager (CIM®) designation.
Niki Walkey
Niki is a Client Associate registered with CIRO. She has been in the financial services industry since 2000 and joined the Duffy Investment Team in 2009. Niki leads our administration team and is dedicated to providing superior client service. She is the first point of contact for clients and assists them with any administrative requests they may have including trading, account opening, issuing cheques, processing transfers, and appointments. Niki works closely with the team to ensure all requests are completed quickly and efficiently and to create a positive client experience.